Investment adviser · CRD 158474
WINDHORSE CAPITAL MANAGEMENT, LLC
Investment adviser filing (IA)
· Form ADV filed Mar 15, 2019
- Regulatory AUM
- $34.3M Form ADV · Item 5.F
- Client accounts
- 4 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 4 | $34,307,240 | 100.0% |
Filing source
Form ADV 1284210 · Mar 15, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
WINDHORSE PARTNERS, LPOther Private Fund · Last reported Mar 15, 2019$30.8MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-1928960755
- Reported beneficial owners
- 48
- Minimum commitment
- $5M
- Form D file number
- 021-158121
Form ADV 1284210 · Mar 15, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WINDHORSE HORIZONS, LPOther Private Fund · Last reported Mar 15, 2019$2.52MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-2980800093
- Reported beneficial owners
- 17
- Minimum commitment
- $1M
- Form D file number
- 021-171593
Form ADV 1284210 · Mar 15, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WINDHORSE ASCENT LPOther Private Fund · Last reported Mar 15, 2019$660KGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-7507598431
- Reported beneficial owners
- 12
- Minimum commitment
- $5M
- Form D file number
- 021-209714
Form ADV 1284210 · Mar 15, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WINDHORSE ENDEAVOR, LPOther Private Fund · Last reported Mar 15, 2019$362KGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-2696665686
- Reported beneficial owners
- 2
- Minimum commitment
- $2M
- Form D file number
- 021-279756
Form ADV 1284210 · Mar 15, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
THE THACHER SCHOOL ENDOWMENT, LPOther Private Fund · Last reported Jul 3, 2017$144MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2040380730
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1125478 · Jul 3, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WINDHORSE RESERVE, LPOther Private Fund · Last reported Jul 3, 2017$24.6MGross asset value
Form D fundraising filings
TCG International Opportunities Fund, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-8826374654
- Reported beneficial owners
- 3
- Minimum commitment
- $5M
- Form D file number
- 021-274408
Form ADV 1125478 · Jul 3, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 15, 2019. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets
Principal office
CRD 158474
Filing source
Form ADV 1284210 · Mar 15, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.