Investment adviser · CRD 163650

WINDCREST PARTNERS INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2017

Regulatory AUM
$157M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HOLYOKE PARTNERS FUND I, LPHedge Fund · Last reported Mar 31, 2017$73.2MGross asset value

Form D fundraising filings

Holyoke Partners Fund I LP

Fund administrator AGILE FUND SOLUTIONS, LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor TAIT WELLER & BAKER LLP PHILADELPHIA, Pennsylvania, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-5268429464
Reported beneficial owners
13
Minimum commitment
$500K
Form D file number
021-75335

Form ADV 1100063 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HOLYOKE PARTNERS OFFSHORE FUND LIMITEDHedge Fund · Last reported Mar 31, 2017$36.3MGross asset value

Form D fundraising filings

Holyoke Partners Offshore Fund Ltd

Fund administrator AGILE FUND SOLUTIONS, LLC WALNUT CREEK, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RUSSELL BEDFORD (CAYMAN) GRAND CAYMAN, Cayman Islands
Auditor TAIT WELLER & BAKER LLP PHILADELPHIA, Pennsylvania, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-5196747356
Reported beneficial owners
9
Minimum commitment
$500K
Form D file number
021-76429

Form ADV 1100063 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WINDCREST PARTNERS II, LPPrivate Equity Fund · Last reported Mar 31, 2017$19.5MGross asset value
Fund administrator UNITED CONTINENTAL CORPORATION NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor FARKOUH, FURMAN & FACCIO, LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY, SMITH BARNEY, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY, SMITH BARNEY, LLC
SEC 8-70103

Fund details & source
Fund ID
805-6301016471
Reported beneficial owners
49
Minimum commitment
$50K

Form ADV 1100063 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WINDCREST PARTNERS PUBLIC INVESTMENTS MASTER FUND, LPHedge Fund · Last reported Mar 31, 2017$18.6MGross asset value

Feeder funds

Fund administrator ALPS, A DST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-4974246129
Reported beneficial owners
2
Minimum commitment
$250K

Form ADV 1100063 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2017. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

750 THIRD AVENUE,, 33RD FLOOR
NEW YORK, NY, 10017, United States

CRD 163650

Filing source

Form ADV 1100063 · Mar 31, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.