WILLOW TREE CAPITAL CORP ADVISORS LLC – investment adviser, $1.17B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Business development companies	1	$1,043,324,614	88.9%
Pooled investment vehicles	1	$129,823,411	11.1%

Filing source

Form ADV 2131663 · Sep 9, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WILLOW TREE CAPITAL RATED NOTES FEEDER LLCHedge Fund · Last reported Sep 9, 2026$130MGross asset value

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer FOCUSPOINT PRIVATE CAPITAL GROUP NEW YORK, New York, United States Related to adviser: No

Marketer HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer REVERE SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 54930040JC7I4R2I8K66

FOCUSPOINT PRIVATE CAPITAL GROUP
CRD 122341 · SEC 8-65488

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD 131452 · SEC 8-66464

REVERE SECURITIES LLC
CRD 14178 · SEC 8-30511

Fund details & source

Fund ID: 805-5272679398
Reported beneficial owners: 7
Minimum commitment: $1M

Form ADV 2131663 · Sep 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WILLOW TREE CAPITAL OFFSHORE FUND, LLCHedge Fund · Last reported Jul 30, 2024$207MGross asset value

Form D fundraising filings

Willow Tree Capital Offshore Fund, LLC

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian STATE STREET BANK TRUST COMPANY NORTH QUINCEY, Massachusetts, United States Related to adviser: No

Marketer AQUEDUCT CAPITAL GROUP, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer FOCUSPOINT PRIVATE CAPITAL GROUP NEW YORK, New York, United States Related to adviser: No

Marketer INEO CAPITAL, LLC MIAMI, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITY NATIONAL BANK
LEI 549300MEMKSF7703ZQ25

STATE STREET BANK TRUST COMPANY
LEI 571474TGEMMWANRLN572

AQUEDUCT CAPITAL GROUP, LLC
CRD 131452 · SEC 8-66464

FOCUSPOINT PRIVATE CAPITAL GROUP
CRD 122341 · SEC 8-65488

INEO CAPITAL, LLC
CRD 143262 · SEC 8-67546

Fund details & source

Fund ID: 805-6063443764
Reported beneficial owners: 4
Minimum commitment: $200K
Form D file number: 021-493065

Form ADV 1892123 · Jul 30, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WILLOW TREE CAPITAL FUND, LLCHedge Fund · Last reported Jul 30, 2024$103MGross asset value

Form D fundraising filings

Willow Tree Capital Fund, LLC

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian STATE STREET BANK TRUST COMPANY NORTH QUINCEY, Massachusetts, United States Related to adviser: No

Marketer AQUEDUCT CAPITAL GROUP, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer FOCUSPOINT PRIVATE CAPITAL GROUP NEW YORK, New York, United States Related to adviser: No

Marketer INEO CAPITAL, LLC MIAMI, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

CITY NATIONAL BANK
LEI 549300MEMKSF7703ZQ25

STATE STREET BANK TRUST COMPANY
LEI 571474TGEMMWANRLN572

AQUEDUCT CAPITAL GROUP, LLC
CRD 131452 · SEC 8-66464

FOCUSPOINT PRIVATE CAPITAL GROUP
CRD 122341 · SEC 8-65488

INEO CAPITAL, LLC
CRD 143262 · SEC 8-67546

Fund details & source

Fund ID: 805-5316991871
Reported beneficial owners: 18
Minimum commitment: $200K
Form D file number: 021-503410

Form ADV 1892123 · Jul 30, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 9, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

450 PARK AVENUE, 29TH FLOOR
NEW YORK, NY, 10022, United States

CRD 328528

Filing source

Form ADV 2131663 · Sep 9, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.