Investment adviser · CRD 106861

WILLIAMS, JONES & ASSOCIATES, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 22, 2019

Regulatory AUM: $6.99B
Client accounts: 3,974
Employees: 38
Advisory professionals: 14

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	999	$6,053,730,867	86.6%
Corporations & businesses	74	$450,525,003	6.4%
Charities	61	$280,095,696	4.0%
Retirement plans	29	$103,669,916	1.5%
Individuals	232	$101,241,280	1.4%
Other clients	Fewer than 5	$505,370	0.0%

Filing source

Form ADV 1341293 · Aug 22, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-7Hedge Fund · Last reported Aug 22, 2019$52.3MGross asset value

Auditor UNTRACHT EARLY LLC FLORHAM PARK, New Jersey, United States

Custodian FIDUCIARY TRUST COMPANY INTERNATIONAL NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

UNTRACHT EARLY LLC
PCAOB 3412

Fund details & source

Fund ID: 805-2219452675
Reported beneficial owners: 142
Minimum commitment: $10K
Form D file number: 021-1501116

Form ADV 1341293 · Aug 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WJA HOUSING BOND FUND, LLCOther Private Fund · Last reported Aug 22, 2019$48.2MGross asset value

Auditor UNTRACHT EARLY LLC FLORHAM PARK, New Jersey, United States

Custodian TD AMERITRADE NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

UNTRACHT EARLY LLC
PCAOB 3412

Fund details & source

Fund ID: 805-6424059868
Reported beneficial owners: 62
Minimum commitment: $100K
Form D file number: 021-1569583

Form ADV 1341293 · Aug 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-10Hedge Fund · Last reported Aug 22, 2019$37.2MGross asset value

Auditor UNTRACHT EARLY LLC FLORHAM PARK, New Jersey, United States

Custodian FIDUCIARY TRUST COMPANY INTERNATIONAL NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

UNTRACHT EARLY LLC
PCAOB 3412

Fund details & source

Fund ID: 805-2429585093
Reported beneficial owners: 148
Minimum commitment: $10K
Form D file number: 021-1501113

Form ADV 1341293 · Aug 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WILLIAMS JONES & ASSOCIATES HEDGE FUN 7 TRAUNCHE 5Hedge Fund · Last reported Aug 22, 2019$33.3MGross asset value

Auditor UNTRACHT EARLY LLC FLORHAM, New Jersey, United States

Custodian FIDUCIARY TRUST COMPANY INTERNATIONAL NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

UNTRACHT EARLY LLC
PCAOB 3412

Fund details & source

Fund ID: 805-4141697612
Reported beneficial owners: 99
Minimum commitment: $10K

Form ADV 1341293 · Aug 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-2Hedge Fund · Last reported Aug 22, 2019$30.2MGross asset value

Auditor UNTRACHT EARLY LLC FLORHAM PARK, New Jersey, United States

Custodian FIDUCIARY TRUST COMPANY INTERNATIONAL NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

UNTRACHT EARLY LLC
PCAOB 3412

Fund details & source

Fund ID: 805-6777641903
Reported beneficial owners: 84
Minimum commitment: $10K
Form D file number: 021-1501121

Form ADV 1341293 · Aug 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-8Hedge Fund · Last reported Aug 22, 2019$12.4MGross asset value

Auditor UNTRACHT PARK LLC FLORHAM PARK, New Jersey, United States

Custodian FIDUCIARY TRUST COMPANY INTERNATIONAL NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

UNTRACHT PARK LLC
PCAOB 3412

Fund details & source

Fund ID: 805-5199175698
Reported beneficial owners: 49
Minimum commitment: $10K
Form D file number: 021-1501115

Form ADV 1341293 · Aug 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-25Hedge Fund · Last reported Aug 22, 2019$7MGross asset value

Auditor UNTRACHT EARLY LLC FLORHAM PARK, New Jersey, United States

Custodian FIDUCIARY TRUST COMPANY INTERNATIONAL NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

UNTRACHT EARLY LLC
PCAOB 3412

Fund details & source

Fund ID: 805-1297118859
Reported beneficial owners: 54
Minimum commitment: $10K
Form D file number: 021-259827

Form ADV 1341293 · Aug 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 22, 2019. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

717 FIFTH AVE, 11TH FLOOR
NEW YORK, NY, 10022, United States

CRD 106861

Filing source

Form ADV 1341293 · Aug 22, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.