Investment adviser · CRD 163195

WHITNEY HOLDINGS LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW CANAAN, CT, United States · Form ADV filed Mar 30, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

J. H. WHITNEY IV, L.P.Private Equity Fund · Last reported Mar 30, 2017$1.03MGross asset value
Fund administrator FLSV FUND ADMINISTRATION SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS HARTFORD, Connecticut, United States
Custodian COMERICA BANK SAN JOSE, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-6459600601
Reported beneficial owners
111
Minimum commitment
$5M

Form ADV 1087257 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITNEY STRATEGIC PARTNERS IV, L.P.Private Equity Fund · Last reported Mar 30, 2017$81KGross asset value
Fund administrator FLSV FUND ADMINISTRATION SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS HARTFORD, Connecticut, United States
Custodian COMERICA BANK SAN JOSE, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-5479211319
Reported beneficial owners
73
Minimum commitment
$0

Form ADV 1087257 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITNEY PRIVATE DEBT FUND, L.P.Securitized Asset Fund · Last reported Mar 28, 2013$8.9MGross asset value
Auditor PRICEWATERHOUSECOOPERS HARTFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9459705503
Reported beneficial owners
21
Minimum commitment
$2M

Form ADV 713305 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREENLEAF CAPITAL, L.P.Private Equity Fund · Last reported Mar 28, 2014$6.23MGross asset value
Auditor PRICEWATERHOUSECOOPERS HARTFORD, Connecticut, United States
Custodian JPMORGAN CHASE BANK NA, NEW YORK, NY NEWARK, Delaware, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-4332632457
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 807150 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

130 MAIN STREET
NEW CANAAN, CT, 06840, United States

CRD 163195

Filing source

Form ADV 1087257 · Mar 30, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.