Investment adviser · CRD 106555

WHITE OAKS WEALTH ADVISORS INC

Investment adviser filing (IA)

MINNEAPOLIS, MN, United States · Form ADV filed Sep 23, 2014

Regulatory AUM
$430M
Form ADV · Item 5.F
Client accounts
254
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WHITE OAKS WEALTH FLEXIBLE STRATEGIES FUNDHedge Fund · Last reported Sep 23, 2014$92.3MGross asset value
Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN LEAWOOD, Kansas, United States
Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7610381648
Reported beneficial owners
30
Minimum commitment
$1M

Form ADV 846358 · Sep 23, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITE OAKS WEALTH ADVISORS ALTERNATIVE STRATEGIES FUNDHedge Fund · Last reported Sep 23, 2014$73.2MGross asset value
Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN LEAWOOD, Kansas, United States
Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8715558480
Reported beneficial owners
50
Minimum commitment
$1M

Form ADV 846358 · Sep 23, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITE OAKS WEALTH ADVISORS MODERATE GROWTH FUNDHedge Fund · Last reported Sep 23, 2014$51.3MGross asset value
Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN LEAWOOD, Kansas, United States
Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9842509561
Reported beneficial owners
81
Minimum commitment
$1M

Form ADV 846358 · Sep 23, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITE OAKS WEALTH ADVISORS AGGRESSIVE FUND, LLCHedge Fund · Last reported Sep 23, 2014$43.9MGross asset value
Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN LEAWOOD, Kansas, United States
Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8828925755
Reported beneficial owners
60
Minimum commitment
$1M

Form ADV 846358 · Sep 23, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITE OAKS WEALTH CONSERVATIVE GROWTH FUNDHedge Fund · Last reported Sep 23, 2014$20.5MGross asset value
Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN LEAWOOD, Kansas, United States
Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5869551335
Reported beneficial owners
37
Minimum commitment
$1M

Form ADV 846358 · Sep 23, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 23, 2014. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

IDS CENTER, 80 SOUTH EIGHTH STREET, SUITE 1725
MINNEAPOLIS, MN, 55402-2123, United States

CRD 106555

Filing source

Form ADV 846358 · Sep 23, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.