Investment adviser · CRD 107227
WHELAN FINANCIAL
Investment adviser filing (IA)
FRESNO, CA, United States · Form ADV filed Jan 27, 2026
- Regulatory AUM
- $782M Form ADV · Item 5.F
- Client accounts
- 1,718 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 222 | $555,935,804 | 71.1% |
| Retirement plans | 37 | $137,497,924 | 17.6% |
| Individuals | 248 | $75,124,877 | 9.6% |
| Charities | Fewer than 5 | $11,869,965 | 1.5% |
| Corporations & businesses | Fewer than 5 | $1,322,417 | 0.2% |
Filing source
Form ADV 2038806 · Jan 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 27, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Fixed
Principal office
7700 NORTH PALM AVE. #201FRESNO, CA, 93711-5780, United States
CRD 107227
Filing source
Form ADV 2038806 · Jan 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.