Investment adviser · CRD 132162

WESTWOOD WEALTH MANAGEMENT

Investment adviser filing (IA)

WESTWOOD ADVISORS, L.L.C

DALLAS, TX, United States · Form ADV filed Apr 2, 2026

Regulatory AUM
$750M
Form ADV · Item 5.F
Client accounts
467
Accounts, not individual clients
Employees
62
Reported in this filing
Advisory professionals
14
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles14$516,417,15968.9%
High-net-worth individuals45$98,322,25213.1%
Corporations & businesses166$68,051,8489.1%
Individuals181$55,305,4777.4%
Charities6$5,778,4530.8%
Retirement plans40$5,628,3470.8%
Filing source

Form ADV 2091355 · Apr 2, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

26 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SALIENT MLP TOTAL RETURN FUND, L.P.Hedge Fund · Last reported Apr 2, 2026$164MGross asset value

Form D fundraising filings

Salient MLP Total Return Fund, L.P.

Fund administrator ULTIMUS LEVERPORT CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN AND COMPANY CLEVELAND, Ohio, United States
Custodian US BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer FNEX CAPITAL, LLC INDIANAPOLIS, Indiana, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Marketer PNC CAPITAL MARKETS LLC PITTSBURGH, Pennsylvania, United States Related to adviser: No
Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Marketer SALIENT CAPITAL L.P. HOUSTON, Texas, United States Related to adviser: Yes
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer SUNBELT SECURITIES HOUSTON, Texas, United States Related to adviser: No
Marketer UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No
Marketer USCA SECURITIES LLC HOUSTON, Texas, United States Related to adviser: No
Prime broker NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN AND COMPANY
PCAOB 925

FNEX CAPITAL, LLC
CRD 166316 · SEC 8-69199

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MORGAN STANLEY
CRD 149777 · SEC 801-70103

PNC CAPITAL MARKETS LLC
CRD 15647 · SEC 8-32493

ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033

SALIENT CAPITAL L.P.
CRD 147912 · SEC 8-67938

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

SUNBELT SECURITIES
CRD 42180 · SEC 801-71479

UMB FINANCIAL SERVICES, INC.
CRD 17073 · SEC 801-62967

USCA SECURITIES LLC
CRD 103789 · SEC 8-52285

NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 8-23689

Fund details & source
Fund ID
805-9352872625
Reported beneficial owners
219
Minimum commitment
$250K
Form D file number
021-204646

Form ADV 2091355 · Apr 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WESTWOOD ENERGY SECONDARIES FUND II, LPPrivate Equity Fund · Last reported Apr 2, 2026$118MGross asset value

Form D fundraising filings

Westwood Energy Secondaries Fund II, LLC

Fund administrator ULTIMUS LEVERPOINT NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Custodian TEXAS CAPITAL BANK, NATIONAL ASSOCIATION DALLAS, Texas, United States Related to adviser: No
Custodian VISTA BANK DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 925

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 549300D8K7L32Q7W1S11

TEXAS CAPITAL BANK, NATIONAL ASSOCIATION
LEI 549300J9U4G3D0XU6H64

Fund details & source
Fund ID
805-8401263898
Reported beneficial owners
35
Minimum commitment
$250K
Form D file number
021-533408

Form ADV 2091355 · Apr 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WESTWOOD ENERGY SECONDARIES CO-INVESTMENT FUND II, LLCPrivate Equity Fund · Last reported Apr 2, 2026$106MGross asset value
Fund administrator ULTIMUS LEVERPOINT NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Custodian TEXAS CAPITAL BANK, NATIONAL ASSOCIATION DALLAS, Texas, United States Related to adviser: No
Custodian VISTA BANK DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 549300D8K7L32Q7W1S11

TEXAS CAPITAL BANK, NATIONAL ASSOCIATION
LEI 549300J9U4G3D0XU6H64

Fund details & source
Fund ID
805-1891105301
Reported beneficial owners
83
Minimum commitment
$250K

Form ADV 2091355 · Apr 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WESTWOOD ENERGY SECONDARIES FUND I LLCPrivate Equity Fund · Last reported Apr 2, 2026$36.7MGross asset value

Form D fundraising filings

Westwood Energy Secondaries Fund I, LLC

Fund administrator ULTIMUS LEVERPOINT NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian VISTA BANK DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 925

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 549300D8K7L32Q7W1S11

THE NORTHERN TRUST COMPANY
LEI 5493001KJTIIGC8Y1R12

Fund details & source
Fund ID
805-5660319806
Reported beneficial owners
62
Minimum commitment
$250K
Form D file number
021-490831

Form ADV 2091355 · Apr 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SALIENT MLP TOTAL RETURN FUND TE, L.P.Hedge Fund · Last reported Apr 2, 2026$36.7MGross asset value

Form D fundraising filings

Salient MLP Total Return TE Fund, L.P.

Fund administrator ULTIMUS LEVERPOINT CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN AND COMPANY CLEVELAND, Ohio, United States
Custodian US BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer FNEX CAPITAL, LLC INDIANAPOLIS, Indiana, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Marketer PNC CAPITAL MARKETS LLC PITTSBURGH, Pennsylvania, United States Related to adviser: No
Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Marketer SALIENT CAPITAL L.P. HOUSTON, Texas, United States Related to adviser: Yes
Marketer SUNBELT SECURITIES HOUSTON, Texas, United States Related to adviser: No
Marketer UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No
Prime broker NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN AND COMPANY
PCAOB 925

FNEX CAPITAL, LLC
CRD 166316 · SEC 8-69199

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MORGAN STANLEY
CRD 149777 · SEC 801-70103

PNC CAPITAL MARKETS LLC
CRD 15647 · SEC 8-32493

ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033

SALIENT CAPITAL L.P.
CRD 147912 · SEC 8-67938

SUNBELT SECURITIES
CRD 42180 · SEC 801-71479

UMB FINANCIAL SERVICES, INC.
CRD 17073 · SEC 801-62967

NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 8-23689

Fund details & source
Fund ID
805-1103484083
Reported beneficial owners
23
Minimum commitment
$250K
Form D file number
021-223347

Form ADV 2091355 · Apr 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WESTWOOD ENERGY SECONDARIES CO-INVESTMENT FUND III, LLCPrivate Equity Fund · Last reported Apr 2, 2026$20.1MGross asset value

Form D fundraising filings

Westwood Energy Secondaries Co-Investment Fund III, LLC

Fund administrator ULTIMUS LEVERPOINT NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian VISTA BANK DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-7408865066
Reported beneficial owners
16
Minimum commitment
$250K
Form D file number
021-564838

Form ADV 2091355 · Apr 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WESTWOOD ENERGY SECONDARIES ASPENLEAF FUND, LLCPrivate Equity Fund · Last reported Apr 2, 2026$16.4MGross asset value

Form D fundraising filings

Westwood Energy Secondaries Aspenleaf Fund

Fund administrator INTERNATIONAL FUNDS MANAGEMENT CORP NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian VISTA BANK DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-3092208087
Reported beneficial owners
49
Minimum commitment
$250K
Form D file number
021-512538

Form ADV 2091355 · Apr 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 2, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Commissions · Performance-based

Principal office

200 CRESCENT COURT, SUITE 1200
DALLAS, TX, 75201, United States

CRD 132162

Filing source

Form ADV 2091355 · Apr 2, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.