Investment adviser · CRD 106802

WESTWIND CAPITAL

Investment adviser filing (IA)

LAS CRUCES, NM, United States · Form ADV filed Aug 3, 2026

Regulatory AUM
$796M
Form ADV · Item 5.F
Client accounts
2,131
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
7
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals230$525,161,88066.0%
Individuals742$212,552,15926.7%
Corporations & businesses10$24,963,2403.1%
Retirement plans135$21,851,0802.7%
Charities14$11,405,2401.4%
Filing source

Form ADV 2119436 · Aug 3, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPENCE ASSET MANAGEMENT STRATEGIC OPPORTUNITIES FUND I, LPReal Estate Fund · Last reported Aug 9, 2024$2.22MGross asset value

Form D fundraising filings

Spence Asset Management Strategic Opportunities Fund I, LP

Auditor FRAZIER & DEETER CPAS & ADVISORS TAMPA, Florida, United States
Custodian CHARLES SCHWAB WESTLAKE, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FRAZIER & DEETER CPAS & ADVISORS
PCAOB 215

CHARLES SCHWAB
LEI 801-29938

Fund details & source
Fund ID
805-7711614929
Reported beneficial owners
9
Minimum commitment
$100K
Form D file number
021-455794

Form ADV 1893804 · Aug 9, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 3, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

1800 S. TELSHOR
LAS CRUCES, NM, 88011, United States

CRD 106802

Filing source

Form ADV 2119436 · Aug 3, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.