Investment adviser · CRD 39262
WESTERN INTERNATIONAL SECURITIES
Investment adviser filing (IA)
WESTERN INTERNATIONAL SECURITIES, INC.
PASADENA, CA, United States · Form ADV filed Jun 16, 2025
- Regulatory AUM
- $3.51B Form ADV · Item 5.F
- Client accounts
- 10,904 Accounts, not individual clients
- Employees
- 407 Reported in this filing
- Advisory professionals
- 200 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 702 | $1,729,921,638 | 49.2% |
| Individuals | 6,054 | $1,563,695,989 | 44.5% |
| Corporations & businesses | 79 | $111,905,721 | 3.2% |
| Retirement plans | 88 | $65,174,167 | 1.9% |
| Charities | 5 | $41,867,231 | 1.2% |
Filing source
Form ADV 1998224 · Jun 16, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 16, 2025. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
70 S. LAKE AVE., SUITE 700PASADENA, CA, 91101, United States
CRD 39262
Filing source
Form ADV 1998224 · Jun 16, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.