Investment adviser · CRD 6118
WESTERN FINANCIAL CORPORATION
Investment adviser filing (IA)
SAN DIEGO, CA, United States · Form ADV filed Sep 14, 2026
- Regulatory AUM
- $414M Form ADV · Item 5.F
- Client accounts
- 483 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 104 | $357,697,139 | 86.3% |
| Corporations & businesses | Fewer than 5 | $31,173,680 | 7.5% |
| Retirement plans | 9 | $13,298,564 | 3.2% |
| Individuals | 67 | $11,032,527 | 2.7% |
| Charities | Fewer than 5 | $1,243,214 | 0.3% |
Filing source
Form ADV 2118790 · Sep 14, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 14, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets
Principal office
13400 SABRE SPRINGS PARKWAY, STE. 170SAN DIEGO, CA, 92128, United States
CRD 6118
Filing source
Form ADV 2118790 · Sep 14, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.