Investment adviser · CRD 140089

WESTERLY CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$489M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$488,905,268100.0%
Filing source

Form ADV 2077779 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WESTERLY PARTNERS QP, L.P.Hedge Fund · Last reported Mar 31, 2026$303MGross asset value

Form D fundraising filings

Westerly Partners QP, L.P.

Feeder funds

  • WESTERLY PARTNERS QP OFFSHORE, LTD.
Fund administrator SS&C ALPS BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer KIPLING CAPITAL, INC. MILL VALLEY, California, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

PERSHING LLC
SEC 8-17574

KIPLING CAPITAL, INC.
CRD 41196 · SEC 8-49349

BTIG, LLC
CRD 122225 · SEC 8-65473

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source
Fund ID
805-3647056326
Reported beneficial owners
49
Minimum commitment
$500K
Form D file number
021-217309

Form ADV 2077779 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WESTERLY PARTNERS, L.P.Hedge Fund · Last reported Mar 31, 2026$186MGross asset value

Form D fundraising filings

WESTERLY PARTNERS LP

Fund administrator SS&C ALPS BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer KIPLING CAPITAL, INC. MILL VALLEY, California, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

PERSHING LLC
SEC 8-17574

KIPLING CAPITAL, INC.
CRD 41196 · SEC 8-49349

BTIG, LLC
CRD 122225 · SEC 8-65473

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source
Fund ID
805-4908235988
Reported beneficial owners
33
Minimum commitment
$500K
Form D file number
021-91581

Form ADV 2077779 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

201 MISSION STREET, SUITE 580
SAN FRANCISCO, CA, 94105, United States

CRD 140089

Filing source

Form ADV 2077779 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.