WESTEND CAPITAL MANAGEMENT, LLC. – investment adviser, $436M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	157	$368,110,000	84.4%
Individuals	166	$58,750,000	13.5%
Retirement plans	Fewer than 5	$6,200,000	1.4%
Charities	Fewer than 5	$2,100,000	0.5%
Pooled investment vehicles	1	$1,062,715	0.2%

Filing source

Form ADV 2064476 · Mar 18, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WESTEND PARTNERS, L.P.Hedge Fund · Last reported Mar 18, 2026$1.06MGross asset value

Form D fundraising filings

WESTEND PARTNERS LP

Fund administrator OPUS FUND SERVICES (USA) LLC NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES DENVER, Colorado, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES
PCAOB 349

Fund details & source

Fund ID: 805-4616143813
Reported beneficial owners: 23
Minimum commitment: $500K
Form D file number: 021-112594

Form ADV 2064476 · Mar 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GEO PERFORMANCE FUND LPHedge Fund · Last reported Jan 10, 2017$0Gross asset value

Form D fundraising filings

Micro Machine Company, LLC

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-1705501734
Reported beneficial owners: 0
Minimum commitment: $500K
Form D file number: 021-139320

Form ADV 1060986 · Jan 10, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 18, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

ONE HARBOR DRIVE, SUITE 300
SAUSALITO, CA, 94965, United States

CRD 120545

Filing source

Form ADV 2064476 · Mar 18, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.