Investment adviser · CRD 133279
WESTEND ADVISORS, LLC
Investment adviser filing (IA)
CHARLOTTE, NC, United States · Form ADV filed Jan 30, 2026
- Regulatory AUM
- $1.87B Form ADV · Item 5.F
- Client accounts
- 4,149 Accounts, not individual clients
- Employees
- 29 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 3,791 | $1,328,824,188 | 71.1% |
| High-net-worth individuals | 259 | $406,075,929 | 21.7% |
| Corporations & businesses | 63 | $92,861,469 | 5.0% |
| Charities | 30 | $32,409,820 | 1.7% |
| Retirement plans | 5 | $6,766,079 | 0.4% |
| Government entities | 1 | $1,078,214 | 0.1% |
Filing source
Form ADV 2043319 · Jan 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 30, 2026. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
1001 MOREHEAD SQUARE DRIVE, SUITE 600CHARLOTTE, NC, 28203, United States
CRD 133279
Filing source
Form ADV 2043319 · Jan 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.