Investment adviser · CRD 112578
WEST SIDE ADVISORS, LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 30, 2020
- Regulatory AUM
- $993M Form ADV · Item 5.F
- Client accounts
- 9 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 9 | $992,723,845 | 100.0% |
Filing source
Form ADV 1403044 · Mar 30, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
4 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
WAF MASTER FUND, L.P.Hedge Fund · Last reported Mar 30, 2020$955MGross asset value
Feeder funds
- WAF FUND, LP
- WAF OFFSHORE FUND, LTD.
- WAF (ONTARIO) FUND, LP
- WEST SIDE OPPORTUNITY FUND, LP
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
BARCLAYS CAPITAL INC.
SEC 8-41342
BNP PARIBAS SECURITIES CORP.
SEC 8-32682
CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177 · LEI MBNUM2BPBDO7JBLYG310
CREDIT SUISSE INTERNATIONAL
LEI E58DKGMJYYYJLN8C3868
DAIWA CAPITAL MARKETS AMERICA INC.
SEC 8-12242
GOLDMAN SACHS & CO. LLC
SEC 8-129
GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
J.P. MORGAN CLEARING CORP.
SEC 8-43724 · LEI 549300BRNI54SX6NX725
J.P. MORGAN SECURITIES LLC
SEC 8-35008 · LEI ZBUT11V806EZRVTWT807
MERRILL LYNCH CAPITAL SERVICES, INC.
LEI GDWTXX036O1TB7DW3U69
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221 · LEI 8NAV47T0Y26Q87Y0QP81
MORGAN STANLEY CAPITAL SERVICES LLC
LEI I7331LVCZKQKX5T7XV54
MORGAN STANLEY & CO. LLC
SEC 8-15869
NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF7I2743539
RBC CAPITAL MARKETS, LLC
SEC 8-45411 · LEI 549300LCO2FLSSVFFR64
J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724
Fund details & source
- Fund ID
- 805-5820976001
- Reported beneficial owners
- 23
- Minimum commitment
- $1M
- Form D file number
- 021-190639
- Form D file number
- 021-190640
Form ADV 1403044 · Mar 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WEST SIDE STUDENT LOAN MASTER FUND LPHedge Fund · Last reported Mar 30, 2020$26.9MGross asset value
Feeder funds
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
GOLDMAN SACHS & CO. LLC
SEC 8-129 · LEI FOR8UP27PHTHYVLBNG30
J.P. MORGAN CLEARING CORP.
SEC 8-43724 · LEI 549300BRNI54SX6NX725
J.P. MORGAN SECURITIES LLC
SEC 8-35008 · LEI ZBUT11V806EZRVTWT807
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221 · LEI 8NAV47T0Y26Q87Y0QP81
J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724
Fund details & source
- Fund ID
- 805-7254396012
- Reported beneficial owners
- 9
- Minimum commitment
- $1M
- Form D file number
- 021-237353
- Form D file number
- 021-237354
Form ADV 1403044 · Mar 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WEST SIDE CLEARVIEW CMBS MASTER FUND LPHedge Fund · Last reported Mar 30, 2020$10.6MGross asset value
Feeder funds
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
GOLDMAN SACHS & CO. LLC
SEC 8-129
RBC CAPITAL MARKETS, LLC
SEC 8-45411 · LEI 549300LCO2FLSSVFFR64
Fund details & source
- Fund ID
- 805-3556987563
- Reported beneficial owners
- 10
- Minimum commitment
- $1M
- Form D file number
- 021-186116
- Form D file number
- 021-196545
Form ADV 1403044 · Mar 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WEST SIDE OPPORTUNITY FUND, LPOther Private Fund · Last reported May 29, 2015$2.25MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-8462952262
- Reported beneficial owners
- 4
- Minimum commitment
- $0
Form ADV 919141 · May 29, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 30, 2020. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1995 BROADWAY, 8TH FLOORNEW YORK, NY, 10023, United States
CRD 112578
Filing source
Form ADV 1403044 · Mar 30, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.