Investment adviser · CRD 138859

WESLEY CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2016

Regulatory AUM
$114M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WESLEY CAPITAL, LPHedge Fund · Last reported Mar 30, 2016$9.78MGross asset value

Form D fundraising filings

WESLEY CAPITAL, LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EINSERAMPER LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Prime broker WEEDEN PRIME SERVICES, LLC. GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

WEEDEN PRIME SERVICES, LLC.
CRD 146103 · SEC 8-67787

Fund details & source
Fund ID
805-7116069786
Reported beneficial owners
26
Minimum commitment
$1M
Form D file number
021-127893

Form ADV 997122 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WESLEY CAPITAL QP, LPHedge Fund · Last reported Mar 30, 2016$9.74MGross asset value

Form D fundraising filings

WESLEY CAPITAL QP, LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Prime broker WEEDEN PRIME SERVICES, LLC. GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

WEEDEN PRIME SERVICES, LLC.
CRD 146103 · SEC 8-67787

Fund details & source
Fund ID
805-9803103778
Reported beneficial owners
7
Minimum commitment
$2M
Form D file number
021-127895

Form ADV 997122 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WESLEY CAPITAL MASTER FUND, LTD.Hedge Fund · Last reported Mar 30, 2012$38MGross asset value

Feeder funds

  • WESLEY CAPITAL, LTD.
Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New Mexico, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES NEW YORK, New York, United States Related to adviser: No
Marketer APB FINANCIAL GROUP, LLC NEW YORK, New York, United States Related to adviser: No
Marketer SWORD SECURITIES CORPORATION PRINCETON, New Jersey, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

APB FINANCIAL GROUP, LLC
CRD 38235 · SEC 8-48144

SWORD SECURITIES CORPORATION
CRD 32244 · SEC 8-45650

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-3518596075
Reported beneficial owners
6
Minimum commitment
$2M

Form ADV 617084 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

717 FIFTH AVENUE, 12TH FLOOR
NEW YORK, NY, 10022, United States

CRD 138859

Filing source

Form ADV 997122 · Mar 30, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.