Investment adviser · CRD 162707

WELTON INVESTMENT CORPORATION

Investment adviser filing (IA)

CARMEL, CA, United States · Form ADV filed Jul 29, 2014

Regulatory AUM
$123M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
15
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WELTON GLOBAL CAPITAL MARKETS FUND LTD CLASS GHedge Fund · Last reported Jul 29, 2014$123MGross asset value

Feeder funds

  • WELTON CAPITAL MARKETS FUND LLC SERIES G
  • WELTON CAPITAL MARKETS FUND LTD CLASS G
Fund administrator JPMORGAN CHASE BANK, N.A. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LTD HAMILTON, Bermuda
Custodian BARCLAYS BANK PLC NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BROWN BROTHERS HARRIMAN & CO. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. SENNINGERBERG, Luxembourg Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE UK FINANCIAL LIMITED NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Marketer EATON PARTNERS, LLC ROWAYTON, Connecticut, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS BANK PLC NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker NEWEDGE UK FINANCIAL LIMITED NEW YORK, New York, United States
Prime broker NEWEDGE USA, LLC CHICAGO, Illinois, United States
Prime broker UBS AG STAMFORD, Connecticut, United States
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN, SACHS & CO.
SEC 8-129

NEWEDGE USA, LLC
SEC 8-47023

UBS SECURITIES LLC
SEC 8-22651

EATON PARTNERS, LLC
CRD 31170 · SEC 8-46718

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-2645665339
Reported beneficial owners
14
Minimum commitment
$1M
Form D file number
021-129731
Form D file number
021-174757

Form ADV 836991 · Jul 29, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WELTON PRIVATE GLOBAL DIRECTIONAL FUND LLCHedge Fund · Last reported Apr 11, 2012$5MGross asset value
Fund administrator NAV CONSULTING, INC OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LTD HAMILTON, Bermuda
Custodian NEWEDGE UK FINANCIAL LIMITED NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker NEWEDGE UK FINANCIAL LIMITED NEW YORK, New York, United States
Prime broker NEWEDGE USA, LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NEWEDGE USA, LLC
SEC 8-47023

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Fund details & source
Fund ID
805-9559420673
Reported beneficial owners
9
Minimum commitment
$0

Form ADV 639688 · Apr 11, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 29, 2014. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

EASTWOOD BUILDING, SAN CARLOS BETWEEN 5TH AND 6TH
CARMEL, CA, 93921-6147, United States

CRD 162707

Filing source

Form ADV 836991 · Jul 29, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.