Investment adviser · CRD 104664

WELCH HORNSBY, INC.

Investment adviser filing (IA)

MONTGOMERY, AL, United States · Form ADV filed Mar 25, 2020

Regulatory AUM: $1.78B
Client accounts: 1,868
Employees: 25
Advisory professionals: 14

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	261	$996,260,130	56.0%
Charities	22	$335,799,513	18.9%
Retirement plans	13	$265,372,889	14.9%
Individuals	143	$61,515,111	3.5%
Government entities	Fewer than 5	$48,348,174	2.7%
Pooled investment vehicles	2	$41,471,026	2.3%
Corporations & businesses	Fewer than 5	$28,795,447	1.6%

Filing source

Form ADV 1386642 · Mar 25, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PRIVATE MARKET INVESTMENT FUND II, LLCVenture Capital Fund · Last reported Mar 25, 2020$31.1MGross asset value

Fund administrator CARTA SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SENSIBA SAN FILLIPPO LLP PLEASANTON, California, United States

Custodian NATIONAL ADVISORS HOLDINGS, INC. OVERLAND PARK, Kansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SENSIBA SAN FILLIPPO LLP
PCAOB 854

Fund details & source

Fund ID: 805-8885893608
Reported beneficial owners: 53
Minimum commitment: $250K
Form D file number: 021-239070

Form ADV 1386642 · Mar 25, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WH&W PRIVATE MARKET INVESTMENT FUND I, LLCVenture Capital Fund · Last reported Mar 25, 2020$10.4MGross asset value

Fund administrator CARTA SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States

Custodian NATIONAL ADVISORS HOLDINGS, INC. OVERLAND PARK, Kansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source

Fund ID: 805-3810266630
Reported beneficial owners: 50
Minimum commitment: $250K
Form D file number: 021-155357

Form ADV 1386642 · Mar 25, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WH&W DIVERSIFIED GLOBAL CONDUIT FUND, LLC (SERIES B NON-TAXABLE)Hedge Fund · Last reported Mar 12, 2012$36.2MGross asset value

Auditor SELLERS RICHARDSON HOLMAN & WEST, LLP BIRMINGHAM, Alabama, United States

Custodian NATIONAL ADVISORS HOLDINGS, INC OVERLAND PARK, Kansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-1390660116
Reported beneficial owners: 46
Minimum commitment: $250K

Form ADV 610310 · Mar 12, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WH&W DIVERSIFIED GLOBAL CONDUIT FUND, LLC (SERIES A TAXABLE)Hedge Fund · Last reported Mar 12, 2012$11.3MGross asset value

Auditor SELLERS RICHARDSON HOLMAN & WEST, LLP BIRMINGHAM, Alabama, United States

Custodian NATIONAL ADVISORS HOLDINGS, INC. OVERLAND PARK, Kansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-1526266823
Reported beneficial owners: 15
Minimum commitment: $250K

Form ADV 610310 · Mar 12, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2020. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

ONE COMMERCE STREET, SUITE 800
MONTGOMERY, AL, 36104, United States

CRD 104664

Filing source

Form ADV 1386642 · Mar 25, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.