WEATHERFORD CAPITAL MANAGEMENT: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$683,788,389	11	Mar 28, 2022
2022	$698,362,285	15	Mar 30, 2023
2023	$920,048,639	14	Mar 26, 2024
2024	$927,700,013	13	Mar 31, 2025

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	19	$927,700,013	100.0%

Filing source

Form ADV 1936685 · Mar 31, 2025 · Item 5.D

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

WEATHERFORD CAPITAL FUND I SBS, LPPrivate Equity Fund$6.41MGross asset value

Search Form D filings →

Fund administrator IQ EQ FUND SERVICES DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor GRANT THORNTON LLP TAMPA, Florida, United States Other funds reporting this name →

Custodian VALLEY NATIONAL BANK WAYNE, New Jersey, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

VALLEY NATIONAL BANK
LEI KI0VI4JRMCIJ329YTN75

Fund details & source

Fund ID: 805-3827479335
Reported beneficial owners: 5
Minimum commitment: $75K
Form D file number: 021-41010101

Form ADV 1936685 · Mar 31, 2025 · Schedule D 7.B.(1)

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 26, 2024 · previous imported filing

Regulatory AUM$920,048,639 → $927,700,013
Client accounts17 → 19
Employees14 → 13

Filing source

Form ADV 1936685 · Mar 31, 2025 · Items 1 & 5

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $928M
Non-discretionary: $0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1001 WATER STREET, SUITE 1200
TAMPA, FL, 33602, United States

CRD 304514

Filing source

Form ADV 1936685 · Mar 31, 2025 · Items 1 & 5

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.