WEATHERFORD CAPITAL MANAGEMENT: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$683,788,389	11	Mar 28, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	14	$691,625,420	100.0%

Filing source

Form ADV 1700350 · Jan 12, 2023 · Item 5.D

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

WEATHERFORD VC II LLCPrivate Equity Fund$26.6MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Weatherford VC II LLC

Fund administrator BLUE RIVER PARTNERS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor GRANT THORNTON LLP TAMPA, Florida, United States Other funds reporting this name →

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source

Fund ID: 805-3988795855
Reported beneficial owners: 42
Minimum commitment: $50K
Form D file number: 021-340500

Form ADV 1700350 · Jan 12, 2023 · Schedule D 7.B.(1)

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 4, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1700350 · Jan 12, 2023 · Items 1 & 5

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $692M
Non-discretionary: $0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

100 N. TAMPA STREET, SUITE 2320
TAMPA, FL, 33602, United States

CRD 304514

Filing source

Form ADV 1700350 · Jan 12, 2023 · Items 1 & 5

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.