Investment adviser · CRD 14377
WEALTH ASSET MANAGERS
Investment adviser filing (IA)
NELSON SECURITIES,INC.
SPOKANE, WA, United States · Form ADV filed Sep 5, 2026
- Regulatory AUM
- $322M Form ADV · Item 5.F
- Client accounts
- 2,006 Accounts, not individual clients
- Employees
- 15 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 1,996 | $318,944,076 | 99.1% |
| Corporations & businesses | 7 | $1,732,377 | 0.5% |
| Retirement plans | Fewer than 5 | $829,221 | 0.3% |
| Charities | Fewer than 5 | $358,037 | 0.1% |
Filing source
Form ADV 2127097 · Sep 5, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 5, 2026. View historical filings
Reported services
Individual portfolio management · Publication of newsletters
Compensation
Percentage of assets
Principal office
7307 N. DIVISION ST., SUITE 220SPOKANE, WA, 99208, United States
CRD 14377
Filing source
Form ADV 2127097 · Sep 5, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.