Investment adviser · CRD 159727

WCAS FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC

NEW YORK, NY, United States · Form ADV filed Mar 28, 2013

Regulatory AUM
$1.3B
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FRASER SULLIVAN CLO II LTD.Securitized Asset Fund · Last reported Mar 28, 2013$487MGross asset value
Custodian US BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5622139184
Reported beneficial owners
0
Minimum commitment
$500K

Form ADV 724458 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRASER SULLIVAN CLO I LTDSecuritized Asset Fund · Last reported Mar 28, 2013$432MGross asset value
Custodian US BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8169141705
Reported beneficial owners
0
Minimum commitment
$500K

Form ADV 724458 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRASER SULLIVAN CLO V LTD.Securitized Asset Fund · Last reported Mar 28, 2013$393MGross asset value
Custodian CITIBANK (VERTIS) , N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9611384350
Reported beneficial owners
0
Minimum commitment
$500K

Form ADV 724458 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WCAS FRASER SULLIVAN SENIOR LOAN FUND LPHedge Fund · Last reported Apr 17, 2012$51.5MGross asset value
Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLC NEW YORK, New York, United States
Custodian US BANK CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1171224598
Reported beneficial owners
64
Minimum commitment
$5M

Form ADV 640664 · Apr 17, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

400 MADISON AVENUE, SUITE 9A
NEW YORK, NY, 10017, United States

CRD 159727

Filing source

Form ADV 724458 · Mar 28, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.