WAYPOINT ASSET MANAGEMENT LLC – investment adviser, $141M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	Fewer than 5	$99,805,481	70.7%
Corporations & businesses	Fewer than 5	$31,740,705	22.5%
Pooled investment vehicles	2	$9,718,791	6.9%

Filing source

Form ADV 1819253 · Mar 12, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PWM GLOBAL SIF GLOBAL DYNAMIC BALANCED PORTFOLIOOther Private Fund · Last reported Mar 12, 2024$7.52MGross asset value

Fund administrator FUNDPARTNERS SOLUTIONS ( EUROPE) AG LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC, SOCIETE COOPERATIVE LUXEMBOURG, Luxembourg

Custodian BANK PICTET & CIE EUROPE LUXEMBOURG, Luxembourg Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3664090375
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1819253 · Mar 12, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WAYPOINT ABSOLUTE RETURN FUND LLCHedge Fund · Last reported Mar 12, 2024$2.2MGross asset value

Form D fundraising filings

Waypoint Absolute Return Fund LLC

Fund administrator APEX FUND SERVICES (USA) LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States

Custodian APEX FUND SERVICES (CAYMAN) LTD GEORGE TOWN, Cayman Islands Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

APEX FUND SERVICES (CAYMAN) LTD
LEI 549300CX0YOWPNTQ2270

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source

Fund ID: 805-8996741619
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-278281

Form ADV 1819253 · Mar 12, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 12, 2024. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1600 S. DIXIE HIGHWAY, SUITE 109
BOCA RATON, FL, 33432, United States

CRD 166200

Filing source

Form ADV 1819253 · Mar 12, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.