Investment adviser · CRD 288877

WATERMARK FUNDS MANAGEMENT

Investment adviser filing (IA)

WATERMARK FUNDS MANAGEMENT PROPRIETARY LIMITED

SYDNEY, NEW SOUTH WALES, Australia · Form ADV filed Sep 30, 2019

Regulatory AUM
$330M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles5$330,124,429100.0%
Filing source

Form ADV 1337064 · Sep 30, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WATERMARK ALPHA MASTER FUNDHedge Fund · Last reported Apr 4, 2019$0Gross asset value

Feeder funds

  • WATERMARK ALPHA FUND
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD.
PCAOB 1655

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

UBS AG
LEI BFM8T61CT2L1QCEMIK50

Fund details & source
Fund ID
805-5442210000
Reported beneficial owners
0
Minimum commitment
$500K

Form ADV 1306862 · Apr 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2019. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

LEVEL 23, GOVERNOR PHILLIP TOWER, 1 FARRER PLACE
SYDNEY, NEW SOUTH WALES, 2000, Australia

CRD 288877

Filing source

Form ADV 1337064 · Sep 30, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.