Investment adviser · CRD 108407
WATERMARK ASSET MANAGEMENT, INC.
Investment adviser filing (IA)
SAN RAMON, CA, United States · Form ADV filed Jan 14, 2019
- Regulatory AUM
- $408M Form ADV · Item 5.F
- Client accounts
- 1,146 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 112 | $269,141,553 | 65.9% |
| Individuals | 298 | $95,148,585 | 23.3% |
| Government entities | 10 | $23,484,131 | 5.8% |
| Corporations & businesses | Fewer than 5 | $18,521,558 | 4.5% |
| Charities | Fewer than 5 | $1,822,444 | 0.4% |
Filing source
Form ADV 1264204 · Jan 14, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 14, 2019. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly
Principal office
2010 CROW CANYON PLACE, STE. 210SAN RAMON, CA, 94583, United States
CRD 108407
Filing source
Form ADV 1264204 · Jan 14, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.