Investment adviser · CRD 105323

WASMER SCHROEDER

Investment adviser filing (IA)

WASMER, SCHROEDER & COMPANY, LLC

NAPLES, FL, United States · Form ADV filed Jul 2, 2020

Regulatory AUM
$66.5M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies1$66,501,637100.0%
Filing source

Form ADV 1434923 · Jul 2, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OSPREY HYOF LIMITEDHedge Fund · Last reported Mar 11, 2014$59.9MGross asset value

Feeder funds

Fund administrator KAUFMAN ROSSIN FUND SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MALONEY + NOVOTNY LLC CLEVELAND, Ohio, United States
Custodian NATIONAL FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-1164585254
Reported beneficial owners
83
Minimum commitment
$250K
Form D file number
021-57154

Form ADV 796704 · Mar 11, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OSPREY COMMERCIAL REAL ESTATE SECURITIES OFFSHORE FUND LIMITEDHedge Fund · Last reported Oct 10, 2012$4.81MGross asset value

Feeder funds

Fund administrator KAUFMAN ROSSIN FUND SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MALONEY + NOVOTNY, LLC CLEVELAND, Ohio, United States
Custodian NATIONAL FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Marketer FLORIDA ATLANTIC SECURITIES CORP MIAMI, Florida, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-9787270976
Reported beneficial owners
14
Minimum commitment
$500K
Form D file number
021-161391
Form D file number
021-162012

Form ADV 674108 · Oct 10, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 2, 2020. View historical filings

Reported services

Investment company portfolio management

Compensation

Percentage of assets · Fixed

Principal office

600 FIFTH AVENUE SOUTH, SUITE 210
NAPLES, FL, 34102, United States

CRD 105323

Filing source

Form ADV 1434923 · Jul 2, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.