Investment adviser · CRD 323630

WARWICK CAPITAL CLO MANAGEMENT LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

WARWICK CAPITAL CLO MANAGEMENT LLC - SERIES 1- MANAGEMENT SERIES

STAMFORD, CT, United States · Form ADV filed Mar 28, 2023

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WARWICK CAPITAL CLO 1 LTDSecuritized Asset Fund · Last reported Mar 28, 2023$72.8MGross asset value
Fund administrator SS&C FINANCIAL SERVICES LLC WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

Fund details & source
Fund ID
805-5152809664
Reported beneficial owners
39
Minimum commitment
$250K

Form ADV 1741102 · Mar 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2023. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

677 WASHINGTON BOULEVARD
STAMFORD, CT, 06901, United States

CRD 323630

Filing source

Form ADV 1741102 · Mar 28, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.