Investment adviser · CRD 119066

WARREN FINANCIAL SERVICE

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

WARREN FINANCIAL SERVICE & ASSOCIATES, INC.

EXTON, PA, United States · Form ADV filed Mar 26, 2024

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BIG DIVIDEND HEDGE STRATEGYHedge Fund · Last reported Mar 26, 2024$74.8MGross asset value

Form D fundraising filings

Safer Equity Fund LP

Fund administrator ALTER DOMUS CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER PHILADELPHIA, Pennsylvania, United States
Custodian KEY BANK EXTON, Pennsylvania, United States Related to adviser: No
Custodian PERSHING LLC BROOKLYN, New York, United States Related to adviser: No
Prime broker PERSHING LLC BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNER AMPER
PCAOB 274

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-2388212845
Reported beneficial owners
76
Minimum commitment
$300K
Form D file number
021-179523

Form ADV 1854917 · Mar 26, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WFS ANGELS LPVenture Capital Fund · Last reported Mar 6, 2019$130KGross asset value

Form D fundraising filings

WFS Angels, LP

Auditor EISNER AMPER PHILADELPHIA, Pennsylvania, United States
Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

EISNER AMPER
PCAOB 274

Fund details & source
Fund ID
805-3643202866
Reported beneficial owners
8
Minimum commitment
$10K
Form D file number
021-239171

Form ADV 1283902 · Mar 6, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2024. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

7 DOWLIN FORGE RD
EXTON, PA, 19341, United States

CRD 119066

Filing source

Form ADV 1854917 · Mar 26, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.