Investment adviser · CRD 107878
WARD & ASSOCIATES
Investment adviser filing (IA)
SAN DIEGO, CA, United States · Form ADV filed Jun 23, 2026
- Regulatory AUM
- $187M Form ADV · Item 5.F
- Client accounts
- 55 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 40 | $178,900,000 | 95.6% |
| Charities | Fewer than 5 | $3,300,000 | 1.8% |
| Individuals | 9 | $1,800,000 | 1.0% |
| Corporations & businesses | Fewer than 5 | $1,700,000 | 0.9% |
| Retirement plans | Fewer than 5 | $1,500,000 | 0.8% |
Filing source
Form ADV 2105897 · Jun 23, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 23, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly
Principal office
3525 DEL MAR HEIGHTS ROAD, # 333SAN DIEGO, CA, 92130, United States
CRD 107878
Filing source
Form ADV 2105897 · Jun 23, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.