Investment adviser · CRD 144996
WALTHAUSEN & CO., LLC
Investment adviser filing (IA)
MALTA, NY, United States · Form ADV filed Oct 7, 2022
- Regulatory AUM
- $489M Form ADV · Item 5.F
- Client accounts
- 13 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 3 | $223,597,214 | 45.7% |
| Government entities | Fewer than 5 | $130,395,793 | 26.7% |
| Pooled investment vehicles | 2 | $87,128,533 | 17.8% |
| Retirement plans | Fewer than 5 | $38,232,289 | 7.8% |
| Corporations & businesses | Fewer than 5 | $7,009,255 | 1.4% |
| Charities | Fewer than 5 | $2,705,795 | 0.6% |
Filing source
Form ADV 1680128 · Oct 7, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
No detailed fund records are available here. Funds may be referenced under another reporting adviser in Schedule D 7.B.(2); this does not establish that the adviser has no funds.
Services & filing details
Most recent filing: Oct 7, 2022. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets
Principal office
2691 ROUTE 9, SUITE 102MALTA, NY, 12020-4319, United States
CRD 144996
Filing source
Form ADV 1680128 · Oct 7, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.