WALLEYE CAPITAL LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$7,582,198,039	182	Mar 31, 2022
2022	$11,847,533,301	224	Mar 31, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	9	$11,847,533,301	100.0%

Filing source

Form ADV 1795796 · Nov 9, 2023 · Item 5.D

Reported by WALLEYE CAPITAL LLC (CRD 161413).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

I-94 PARTNERS FUND LPHedge Fund$388MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

I-94 Partners Fund LP

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States Other funds reporting this name →

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Other funds reporting this name →

Prime broker MORGAN STANLEY CAPITAL SERVICES LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-6169791570
Reported beneficial owners: 2
Minimum commitment: $150M
Form D file number: 021-483957

Form ADV 1795796 · Nov 9, 2023 · Schedule D 7.B.(1)

Reported by WALLEYE CAPITAL LLC (CRD 161413).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Aug 16, 2023 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1795796 · Nov 9, 2023 · Items 1 & 5

Reported by WALLEYE CAPITAL LLC (CRD 161413).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $11.8B
Non-discretionary: $0

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

2800 NIAGARA LANE NORTH
PLYMOUTH, MN, 55447, United States

CRD 161413

Filing source

Form ADV 1795796 · Nov 9, 2023 · Items 1 & 5

Reported by WALLEYE CAPITAL LLC (CRD 161413).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.