Investment adviser · CRD 105494

WALL STREET ASSOCIATES

Investment adviser filing (IA)

WALL STREET ASSOCIATES, LLC

LA JOLLA, CA, United States · Form ADV filed Dec 27, 2016

Regulatory AUM
$366M
Form ADV · Item 5.F
Client accounts
14
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
7
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LA JOLLA PARTNERS, LPHedge Fund · Last reported Mar 27, 2014$16MGross asset value
Fund administrator CITI HEDGE FUND GLOBAL TRANSACTIONS SERVICES COLOMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY, P.C. BEVERLY HILLS, California, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-8562829583
Reported beneficial owners
9
Minimum commitment
$500K

Form ADV 790285 · Mar 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VALLUM INVESTMENT PARTNERS, LPHedge Fund · Last reported Jun 19, 2012$1.94MGross asset value
Fund administrator GEMINI FUND SERVICES, LLC HAUPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY, P.C. BEVERLY HILLS, California, United States
Custodian JEFFERIES & COMPANY, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES & COMPANY, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES & COMPANY, INC.
SEC 8-15074

JEFFERIES & COMPANY, INC.
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-2586102529
Reported beneficial owners
5
Minimum commitment
$1M

Form ADV 653775 · Jun 19, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 27, 2016. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

1200 PROSPECT STREET, SUITE 100
LA JOLLA, CA, 92037, United States

CRD 105494

Filing source

Form ADV 1058224 · Dec 27, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.