Investment adviser · CRD 106343
WADDELL & REED INVESTMENTS
Investment adviser filing (IA)
WADDELL & REED INVESTMENT MANAGEMENT CO
OVERLAND PARK, KS, United States · Form ADV filed Oct 11, 2018
- Regulatory AUM
- $19.2B Form ADV · Item 5.F
- Client accounts
- 54 Accounts, not individual clients
- Employees
- 143 Reported in this filing
- Advisory professionals
- 86 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 13 | $15,872,713,385 | 82.5% |
| Retirement plans | 23 | $1,863,556,231 | 9.7% |
| Government entities | 8 | $1,012,179,834 | 5.3% |
| Pooled investment vehicles | 2 | $240,157,469 | 1.2% |
| Insurance companies | Fewer than 5 | $117,447,512 | 0.6% |
| High-net-worth individuals | Fewer than 5 | $70,788,549 | 0.4% |
| Charities | Fewer than 5 | $58,515,858 | 0.3% |
Filing source
Form ADV 1245462 · Oct 11, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
WADDELL & REED SMALL COMPANY GROWTH FUND, LLCOther Private Fund · Last reported Oct 11, 2018$37MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE, LLP
PCAOB 34
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Fund details & source
- Fund ID
- 805-4358625067
- Reported beneficial owners
- 7
- Minimum commitment
- $2M
- Form D file number
- 021-134203
Form ADV 1245462 · Oct 11, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WADDELL & REED LARGE COMPANY GROWTH FUND, LLCOther Private Fund · Last reported Apr 27, 2017$9.76MGross asset value
Form D fundraising filings
WADDELL & REED LARGE CO GROWTH FUND LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-7639062893
- Reported beneficial owners
- 5
- Minimum commitment
- $10M
- Form D file number
- 021-91614
Form ADV 1111469 · Apr 27, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WADDELL & REED ASSET STRATEGY FUND, LLCOther Private Fund · Last reported Apr 27, 2017$2.62MGross asset value
Form D fundraising filings
Waddell & Reed Asset Strategy Fund, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2827005866
- Reported beneficial owners
- 2
- Minimum commitment
- $20M
- Form D file number
- 021-133992
Form ADV 1111469 · Apr 27, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Oct 11, 2018. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
6300 LAMAR AVEOVERLAND PARK, KS, 66202, United States
CRD 106343
Filing source
Form ADV 1245462 · Oct 11, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.