Investment adviser · CRD 866

WADDELL & REED

Investment adviser filing (IA)

WADDELL & REED, INC.

OVERLAND PARK, KS, United States · Form ADV filed Sep 17, 2021

Regulatory AUM: $33.2B
Client accounts: 187,019
Employees: 1,700
Advisory professionals: 1,700

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	183,258	$28,243,327,747	85.0%
High-net-worth individuals	3,121	$4,881,762,359	14.7%
Corporations & businesses	209	$47,320,216	0.1%
Charities	191	$39,234,730	0.1%
Government entities	223	$24,700,037	0.1%
Retirement plans	17	$8,203,347	0.0%
Banks & thrifts	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1566304 · Sep 17, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 17, 2021. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed

Principal office

6300 LAMAR AVENUE
OVERLAND PARK, KS, 66202-4200, United States

CRD 866

Filing source

Form ADV 1566304 · Sep 17, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.