Investment adviser · CRD 137812

VICIS CAPITAL, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 23, 2014

Regulatory AUM
$58.4M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VICIS CAPITAL MASTER FUNDHedge Fund · Last reported Jul 23, 2014$58.4MGross asset value

Feeder funds

Fund administrator HEDGESERV NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE & CO NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-5138886338
Reported beneficial owners
449
Minimum commitment
$1M

Form ADV 833347 · Jul 23, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 23, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

445 PARK AVENUE, 10TH FLOOR
NEW YORK, NY, 10022, United States

CRD 137812

Filing source

Form ADV 833347 · Jul 23, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.