Investment adviser · CRD 139756

VERTEX ONE ASSET MANAGEMENT INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

VANCOUVER, BRITISH COLUMBIA, Canada · Form ADV filed Feb 17, 2021

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

13 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VERTEX ARBITRAGE FUND PLUSHedge Fund · Last reported Feb 17, 2021$227MGross asset value
Fund administrator CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, ON, Canada
Custodian CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Related to adviser: No
Prime broker TD SECURITIES TORONTO, ON, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 231

Fund details & source
Fund ID
805-2255790167
Reported beneficial owners
2,643
Minimum commitment
$25K

Form ADV 1490013 · Feb 17, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VERTEX ARBITRAGE FUNDHedge Fund · Last reported Feb 17, 2021$60.5MGross asset value
Fund administrator CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, ON, Canada
Custodian CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Related to adviser: No
Prime broker TD SECURITIES TORONTO, ON, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 231

Fund details & source
Fund ID
805-4988323291
Reported beneficial owners
611
Minimum commitment
$25K

Form ADV 1490013 · Feb 17, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VERTEX FUNDHedge Fund · Last reported Feb 17, 2021$47.9MGross asset value
Fund administrator CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, ON, Canada
Custodian CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Related to adviser: No
Prime broker TD SECURITIES TORONTO, ON, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 231

Fund details & source
Fund ID
805-3201470683
Reported beneficial owners
845
Minimum commitment
$25K

Form ADV 1490013 · Feb 17, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VERTEX MANAGED VALUE PORTFOLIOHedge Fund · Last reported Feb 17, 2021$34.7MGross asset value
Fund administrator CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, ON, Canada
Custodian CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 231

Fund details & source
Fund ID
805-7253183238
Reported beneficial owners
461
Minimum commitment
$25K

Form ADV 1490013 · Feb 17, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VERTEX LIQUID ALTERNATIVE FUNDOther Private Fund · Last reported Feb 17, 2021$29.4MGross asset value
Fund administrator CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, ON, Canada
Custodian CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Related to adviser: No
Prime broker CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 231

Fund details & source
Fund ID
805-7045484668
Reported beneficial owners
851
Minimum commitment
$500

Form ADV 1490013 · Feb 17, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VERTEX LIQUID ALTERNATIVE FUND PLUSOther Private Fund · Last reported Feb 17, 2021$29.4MGross asset value
Fund administrator CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, ON, Canada
Custodian CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Related to adviser: No
Prime broker CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 231

Fund details & source
Fund ID
805-9941144638
Reported beneficial owners
2,919
Minimum commitment
$500

Form ADV 1490013 · Feb 17, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VERTEX VALUE FUNDOther Private Fund · Last reported Feb 17, 2021$29.4MGross asset value
Fund administrator CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, ON, Canada
Custodian CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ON, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 231

Fund details & source
Fund ID
805-9388286290
Reported beneficial owners
2,198
Minimum commitment
$500

Form ADV 1490013 · Feb 17, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 17, 2021. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

3350-1021 WEST HASTINGS STREET
VANCOUVER, BRITISH COLUMBIA, V6E 0C3, Canada

CRD 139756

Filing source

Form ADV 1490013 · Feb 17, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.