Investment adviser · CRD 163751

RED ROCK VENTURES

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

RED ROCK VENTURE MANAGEMENT, INC.

PALO ALTO, CA, United States · Form ADV filed Apr 9, 2020

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RED ROCK VENTURES - CAYMAN INVESTORS III, LPVenture Capital Fund · Last reported Apr 9, 2020$3.9MGross asset value
Auditor MATTHEWS, CARTER & BOYCE FAIRFAX, Virginia, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-8746085933
Reported beneficial owners
3
Minimum commitment
$1M

Form ADV 1412709 · Apr 9, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RED ROCK VENTURES - SBIC III, LPVenture Capital Fund · Last reported Mar 20, 2017$49MGross asset value

Feeder funds

  • RED ROCK VENTURES - CAYMAN III, LP
  • RED ROCK VENTURES - ENTREPRENEURS FUND III, LP
  • RED ROCK VENTURES III, LP
Auditor MATTHEWS, CARTER & BOYCE FAIRFAX, Virginia, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-9416364125
Reported beneficial owners
5
Minimum commitment
$5M
Form D file number
021-1162172

Form ADV 1081632 · Mar 20, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 9, 2020. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

530 LYTTON AVE., 2ND FLOOR
PALO ALTO, CA, 94301, United States

CRD 163751

Filing source

Form ADV 1412709 · Apr 9, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.