Investment adviser · CRD 106975
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
Investment adviser filing (IA)
HOUSTON, TX, United States · Form ADV filed Mar 30, 2026
- Regulatory AUM
- $12.2B Form ADV · Item 5.F
- Client accounts
- 379 Accounts, not individual clients
- Employees
- 53 Reported in this filing
- Advisory professionals
- 26 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 13 | $4,824,380,373 | 39.4% |
| Corporations & businesses | 63 | $2,296,219,799 | 18.8% |
| Other investment advisers | 9 | $1,121,248,756 | 9.2% |
| Charities | 75 | $971,248,560 | 7.9% |
| Retirement plans | 19 | $743,081,621 | 6.1% |
| Government entities | 13 | $628,484,226 | 5.1% |
| Pooled investment vehicles | 9 | $610,635,531 | 5.0% |
| Insurance companies | 8 | $559,111,582 | 4.6% |
| High-net-worth individuals | 155 | $461,168,098 | 3.8% |
| Individuals | 15 | $25,756,560 | 0.2% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $0 | 0.0% |
| Other clients | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 2086700 · Mar 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
10 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
VNIM09Other Private Fund · Last reported Mar 30, 2026$2.51MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
UMB BANK
LEI 6PTKHDJ8HDUF78PFWH30
Fund details & source
- Fund ID
- 805-5639555626
- Reported beneficial owners
- 11
- Minimum commitment
- $50K
Form ADV 2086700 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
STB HOLDINGS, L.P.Other Private Fund · Last reported Mar 29, 2016$43MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2128210507
- Reported beneficial owners
- 5
- Minimum commitment
- $0
Form ADV 991573 · Mar 29, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
VNIM01Other Private Fund · Last reported May 25, 2017$12.6MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5983240929
- Reported beneficial owners
- 4
- Minimum commitment
- $0
Form ADV 1117723 · May 25, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
VNIM03Other Private Fund · Last reported May 25, 2017$9.54MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2612872661
- Reported beneficial owners
- 6
- Minimum commitment
- $0
Form ADV 1117723 · May 25, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
VNIM05Other Private Fund · Last reported May 25, 2017$7.66MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2035427566
- Reported beneficial owners
- 5
- Minimum commitment
- $0
Form ADV 1117723 · May 25, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
VNIM02Other Private Fund · Last reported Oct 4, 2019$7.2MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
Fund details & source
- Fund ID
- 805-3409300590
- Reported beneficial owners
- 20
- Minimum commitment
- $0
Form ADV 1349297 · Oct 4, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
VNIM04Other Private Fund · Last reported May 25, 2017$5.04MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-3345609575
- Reported beneficial owners
- 16
- Minimum commitment
- $0
Form ADV 1117723 · May 25, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 30, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
600 TRAVIS, SUITE 3800HOUSTON, TX, 77002-3071, United States
CRD 106975
Filing source
Form ADV 2086700 · Mar 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.