Investment adviser · CRD 158351

VARNA CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 21, 2013

Regulatory AUM
$124M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VARNA MASTER FUND LTDHedge Fund · Last reported Mar 21, 2013$64.5MGross asset value

Feeder funds

  • VARNA OFFSHORE FUND LTD
  • VARNA ONSHORE FUND LP
Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-7447983861
Reported beneficial owners
9
Minimum commitment
$5M

Form ADV 712313 · Mar 21, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VARNA MASTER FUND II LTDHedge Fund · Last reported Mar 21, 2013$38.9MGross asset value

Feeder funds

  • VARNA FUND II LTD
Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9055513733
Reported beneficial owners
3
Minimum commitment
$5M

Form ADV 712313 · Mar 21, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VARNA ONSHORE FUND LPHedge Fund · Last reported Mar 21, 2013$6.85MGross asset value

Form D fundraising filings

Varna Onshore Fund LP

Fund administrator HEDGESERV DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-2453273412
Reported beneficial owners
4
Minimum commitment
$5M
Form D file number
021-148480

Form ADV 712313 · Mar 21, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VARNA SPV I LLCHedge Fund · Last reported Mar 21, 2013$1.83MGross asset value
Fund administrator HEDGESERV DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9829422491
Reported beneficial owners
2
Minimum commitment
$5M

Form ADV 712313 · Mar 21, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 21, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

750 LEXINGTON AVENUE, 23RD FLOOR
NEW YORK, NY, 10022, United States

CRD 158351

Filing source

Form ADV 712313 · Mar 21, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.