VARDEN PACIFIC LP – investment adviser, $413M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$412,940,175	100.0%
Corporations & businesses	Fewer than 5	$2	0.0%

Filing source

Form ADV 1567504 · Sep 30, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VARDEN PACIFIC OPPORTUNITY PARTNERS I MASTER (CAYMAN) UNIT TRUSTHedge Fund · Last reported Sep 30, 2021$413MGross asset value

Feeder funds

Fund administrator SS&C GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C GLOBEOP FINANCIAL SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States

Custodian U.S. BANK INSTITUTIONAL TRUST & CUSTODY PORTLAND, Oregon, United States Related to adviser: No

Marketer SPEARHEAD CAPITAL, LLC WASHINGTON DEPOT, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

SPEARHEAD CAPITAL, LLC
CRD 145560 · SEC 8-67736

Fund details & source

Fund ID: 805-1176803172
Reported beneficial owners: 72
Minimum commitment: $5M
Form D file number: 021-158791
Form D file number: 021-175057

Form ADV 1567504 · Sep 30, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HONEYCRISP, LTD.Hedge Fund · Last reported May 13, 2016$25MGross asset value

Custodian U.S. BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4980122416
Reported beneficial owners: 3
Minimum commitment: $25M

Form ADV 1018393 · May 13, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2021. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 153611

Filing source

Form ADV 1567504 · Sep 30, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.