Investment adviser · CRD 116537
VANDERBILT ADVISORY SERVICES
Investment adviser filing (IA)
PFG INVESTMENTS, LLC
WOODBURY, NY, United States · Form ADV filed Feb 27, 2026
- Regulatory AUM
- $2.11B Form ADV · Item 5.F
- Client accounts
- 6,470 Accounts, not individual clients
- Employees
- 161 Reported in this filing
- Advisory professionals
- 144 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 5,804 | $1,088,886,435 | 51.6% |
| High-net-worth individuals | 395 | $938,916,209 | 44.5% |
| Retirement plans | 243 | $62,168,807 | 2.9% |
| Corporations & businesses | 20 | $19,968,203 | 0.9% |
| Charities | 8 | $1,734,229 | 0.1% |
Filing source
Form ADV 2062212 · Feb 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 27, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
125 FROEHLICH FARM BLVD.WOODBURY, NY, 11797, United States
CRD 116537
Filing source
Form ADV 2062212 · Feb 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.