Investment adviser · CRD 122460
VALLEY BROOK CAPITAL GROUP
Investment adviser filing (IA)
VALLEY BROOK CAPITAL GROUP, INC.
VENETIA, PA, United States · Form ADV filed Feb 28, 2026
- Regulatory AUM
- $223M Form ADV · Item 5.F
- Client accounts
- 368 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 59 | $158,976,116 | 71.2% |
| Individuals | 137 | $29,322,135 | 13.1% |
| Retirement plans | Fewer than 5 | $21,402,369 | 9.6% |
| Corporations & businesses | 5 | $13,567,242 | 6.1% |
Filing source
Form ADV 2058860 · Feb 28, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 28, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly
Principal office
538 VALLEY BROOK ROAD, SUITE 100VENETIA, PA, 15367, United States
CRD 122460
Filing source
Form ADV 2058860 · Feb 28, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.