Investment adviser · CRD 161640

VALENCE LIFE SCIENCES, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Feb 25, 2020

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAXTON ADVANTAGE LIFE SCIENCES FUND, L.P.Venture Capital Fund · Last reported Feb 25, 2020$19.7MGross asset value

Feeder funds

  • CAXTON ADVANTAGE LIFE SCIENCES FUND, L.P.
Fund administrator CAXTON ALTERNATIVE MANAGEMENT LP PRINCETON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

Fund details & source
Fund ID
805-3377896422
Reported beneficial owners
12
Minimum commitment
$0
Form D file number
021-9999999999

Form ADV 1384928 · Feb 25, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VALENCE HELIX INVESTMENTS IIIVenture Capital Fund · Last reported Feb 25, 2020$2.05MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8068988582
Reported beneficial owners
12
Minimum commitment
$50K

Form ADV 1384928 · Feb 25, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VALENCE HELIX INVESTMENTS IIVenture Capital Fund · Last reported Feb 25, 2020$1.85MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3666762999
Reported beneficial owners
12
Minimum commitment
$50K

Form ADV 1384928 · Feb 25, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VALENCE HELIX INVESTMENTS IVenture Capital Fund · Last reported Feb 25, 2020$1.65MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9801136954
Reported beneficial owners
10
Minimum commitment
$50K

Form ADV 1384928 · Feb 25, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VALENCE ADVANTAGE LIFE SCIENCES FUND II, LPVenture Capital Fund · Last reported Jun 7, 2013$59.4MGross asset value

Form D fundraising filings

Valence Advantage Life Sciences Fund II, L.P.

Fund administrator INVESTMENT PARTNERSHIP SERVICES LLC BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer BENEDETTO, GARTLAND & COMPANY, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PERSHING LLC
SEC 8-17574

BENEDETTO, GARTLAND & COMPANY, INC.
CRD 24083 · SEC 8-40919

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-3436476673
Reported beneficial owners
14
Minimum commitment
$0
Form D file number
021-174950

Form ADV 741650 · Jun 7, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VALENCE CDK SPV, L.P.Other Private Fund · Last reported Feb 23, 2016$10.5MGross asset value

Form D fundraising filings

Valence CDK SPV, L.P.

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PERSHING LLC
SEC 8-17574

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-5928487217
Reported beneficial owners
5
Minimum commitment
$0
Form D file number
021-213734

Form ADV 979499 · Feb 23, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VALENCE ADVANTAGE LIFE SCIENCES SIDE FUND II, LPVenture Capital Fund · Last reported Jun 7, 2013$3.19MGross asset value
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PERSHING LLC
SEC 8-17574

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-8053514867
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 741650 · Jun 7, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 25, 2020. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

590 MADISON AVENUE, 21ST FLOOR
NEW YORK, NY, 10022, United States

CRD 161640

Filing source

Form ADV 1384928 · Feb 25, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.