Investment adviser · CRD 117592

UWHARRIE INVESTMENT ADVISORS, INC.

Investment adviser filing (IA)

ALBEMARLE, NC, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $338M
Client accounts: 877
Employees: 14
Advisory professionals: 12

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	228	$152,443,132	45.1%
Individuals	609	$137,444,005	40.7%
Charities	27	$30,666,201	9.1%
Corporations & businesses	11	$14,028,885	4.2%
Retirement plans	Fewer than 5	$3,258,417	1.0%

Filing source

Form ADV 2077406 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

UWHARRIE LOAN POOL I, LLCPrivate Equity Fund · Last reported Mar 28, 2013$1.28MGross asset value

Fund administrator UWHARRIE CAPITAL CORP ALBEMARLE, North Carolina, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Custodian BANK OF STANLY ALBEMARLE, North Carolina, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5873285252
Reported beneficial owners: 6
Minimum commitment: $100K
Form D file number: 021-1360103

Form ADV 709510 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed

Principal office

132 NORTH FIRST STREET
ALBEMARLE, NC, 28001, United States

CRD 117592

Filing source

Form ADV 2077406 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.