Investment adviser · CRD 149222

UTC FUND SERVICES, INC.

Investment adviser filing (IA)

PORT OF SPAIN, Trinidad and Tobago · Form ADV filed Mar 28, 2019

Regulatory AUM
$50K
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
11
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies1$50,000100.0%
Filing source

Form ADV 1272581 · Mar 28, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 28, 2019. View historical filings

Reported services

Investment company portfolio management

Compensation

Percentage of assets

Principal office

C/O TRINIDAD & TOBAGO UNIT TRUST CORPORATION, UTC FINANCIAL CENTRE 82 INDEPENDENCE SQUARE
PORT OF SPAIN, Trinidad and Tobago

CRD 149222

Filing source

Form ADV 1272581 · Mar 28, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.