Investment adviser · CRD 137045

USCA ASSET MANAGEMENT LLC

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed Apr 24, 2026

Regulatory AUM: $132M
Client accounts: 24
Employees: 6
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	24	$132,145,572	100.0%

Filing source

Form ADV 2098465 · Apr 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

26 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

USCA ESCONDIDO FUND II SEGREGATED PORTFOLIOVenture Capital Fund · Last reported Apr 24, 2026$971KGross asset value

Fund administrator JTC FUND SOLUTIONS RSA (PTY) LTD MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM HOUSTON, Texas, United States

Custodian BANK OZK LITTLE ROCK, Arkansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM
PCAOB 100

Fund details & source

Fund ID: 805-7458887871
Reported beneficial owners: 55
Minimum commitment: $250K

Form ADV 2098465 · Apr 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

USCA CONTRARY CAPITAL IV SEGREGATED PORTFOLIOVenture Capital Fund · Last reported Apr 24, 2026$772KGross asset value

Fund administrator BRAIN MONTEVIDEO, Uruguay Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM HOUSTON, Texas, United States

Custodian BANK OZK LITTLE ROCK, Arkansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM
PCAOB 100

Fund details & source

Fund ID: 805-4546978958
Reported beneficial owners: 14
Minimum commitment: $250K

Form ADV 2098465 · Apr 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

USCA PRIME MOVERS FUND III SEGREGATED PORTFOLIOVenture Capital Fund · Last reported Apr 24, 2026$721KGross asset value

Fund administrator BRAIN MONTEVIDEO, Uruguay Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM HOUSTON, Texas, United States

Custodian BANK OZK LITTLE ROCK, Arkansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM
PCAOB 100

Fund details & source

Fund ID: 805-7331794696
Reported beneficial owners: 27
Minimum commitment: $250K

Form ADV 2098465 · Apr 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENERGY ALPHA PARTNERS, L.P.Hedge Fund · Last reported Mar 31, 2014$11.2MGross asset value

Form D fundraising filings

ENERGY ALPHA PARTNERS, L.P.

Fund administrator HARMONIC FUND SERVICES GEORGE TOWN,GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP TORONTO, ON, Canada

Custodian GREEN BANK, N.A. HOUSTON, Texas, United States Related to adviser: No

Marketer USCA SECURITIES LLC HOUSTON, Texas, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

USCA SECURITIES LLC
CRD 103789 · SEC 8-52285

Fund details & source

Fund ID: 805-2625674036
Reported beneficial owners: 26
Minimum commitment: $1M
Form D file number: 021-137477

Form ADV 808672 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

USCA EQUITY OPPORTUNITY FUND, L.P.Hedge Fund · Last reported Apr 16, 2018$10.8MGross asset value

Form D fundraising filings

CONDERA EQUITY OPPORTUNITY FUND LP

Fund administrator HARMONIC FUND SERVICES LLC GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian GREEN BANK, N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-5109233102
Reported beneficial owners: 10
Minimum commitment: $250K
Form D file number: 021-124622

Form ADV 1209669 · Apr 16, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 24, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

4444 WESTHEIMER, SUITE G500
HOUSTON, TX, 77027, United States

CRD 137045

Filing source

Form ADV 2098465 · Apr 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.