Investment adviser · CRD 164653

UPWELLING CAPITAL GROUP LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

DAVIS, CA, United States · Form ADV filed Mar 31, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LONE STAR CRA FUND LPPrivate Equity Fund · Last reported Mar 31, 2026$64.9MGross asset value
Fund administrator DYNAMO SOFTWARE, INC. WATERTOWN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY US, LLP DALLAS, Texas, United States
Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BAKER TILLY US, LLP
PCAOB 23

Fund details & source
Fund ID
805-3944602100
Reported beneficial owners
17
Minimum commitment
$1M

Form ADV 2089289 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPWELLING EQUITY INVESTORS I LPPrivate Equity Fund · Last reported Mar 31, 2026$5.28MGross asset value
Fund administrator CARTA SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL LLP FORT WORTH, Texas, United States
Custodian CITIZENS BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. COLUMBUS, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL LLP
PCAOB 410

Fund details & source
Fund ID
805-2437059652
Reported beneficial owners
22
Minimum commitment
$25K
Form D file number
021-448374

Form ADV 2089289 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPWELLING EQUITY INVESTORS I-B LPPrivate Equity Fund · Last reported Mar 31, 2026$1.07MGross asset value
Fund administrator CARTA SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP FORT WORTH, Texas, United States
Custodian CITIZENS BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. COLUMBUS, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, LLP
PCAOB 410

Fund details & source
Fund ID
805-6678695464
Reported beneficial owners
9
Minimum commitment
$25K
Form D file number
021-44837

Form ADV 2089289 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPWELLING EQUITY INVESTORS II LPPrivate Equity Fund · Last reported Mar 31, 2026$511KGross asset value

Form D fundraising filings

UPWELLING EQUITY INVESTORS II LP

Fund administrator CARTA SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP FORT WORTH, Texas, United States
Custodian JPMORGAN CHASE BANK, N.A. COLUMBUS, Ohio, United States Related to adviser: No
Custodian MORGAN STANLEY MENLO PARK, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, LLP
PCAOB 410

Fund details & source
Fund ID
805-6433051789
Reported beneficial owners
16
Minimum commitment
$25K
Form D file number
021-550336

Form ADV 2089289 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MEDLEY OPPORTUNITY FUND II LPOther Private Fund · Last reported Apr 23, 2025$2.23MGross asset value

Form D fundraising filings

Medley Opportunity Fund II LP

Fund administrator CSC WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP FORT WORTH, Texas, United States
Custodian KEYCORP CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, LLP
PCAOB 410

Fund details & source
Fund ID
805-1291685132
Reported beneficial owners
23
Minimum commitment
$2M
Form D file number
021-164540

Form ADV 1975734 · Apr 23, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

2820 5TH ST.
DAVIS, CA, 95618, United States

CRD 164653

Filing source

Form ADV 2089289 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.