Investment adviser · CRD 341449
UPSTATE ADVISERS INC
Investment adviser filing (IA)
UPSTATE ADVISERS INC.
PITTSFORD, NY, United States · Form ADV filed Jul 21, 2026
- Regulatory AUM
- $34.1M Form ADV · Item 5.F
- Client accounts
- 39 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 8 | $18,310,000 | 53.8% |
| High-net-worth individuals | 6 | $11,390,306 | 33.4% |
| Individuals | 7 | $4,353,324 | 12.8% |
Filing source
Form ADV 2119800 · Jul 21, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 21, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
2 THORNELL ROADPITTSFORD, NY, 14534, United States
CRD 341449
Filing source
Form ADV 2119800 · Jul 21, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.