Investment adviser · CRD 164816

UPSIDE FINANCIAL, LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Mar 3, 2014

Regulatory AUM
$663K
Form ADV · Item 5.F
Client accounts
20
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 3, 2014. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets

Principal office

340 RITCH STREET, #6
SAN FRANCISCO, CA, 94107, United States

CRD 164816

Filing source

Form ADV 793236 · Mar 3, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.