Investment adviser · CRD 107303
UPRIGHT FINANCIAL CORP
Investment adviser filing (IA)
· Form ADV filed Mar 30, 2026
- Regulatory AUM
- $98M Form ADV · Item 5.F
- Client accounts
- 36 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 12 | $38,125,042 | 38.9% |
| Investment companies | 3 | $31,937,870 | 32.6% |
| Pooled investment vehicles | 1 | $19,019,907 | 19.4% |
| Individuals | 19 | $7,690,142 | 7.8% |
| Charities | Fewer than 5 | $1,233,906 | 1.3% |
Filing source
Form ADV 2035751 · Mar 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
UPRIGHT CAPITAL USA LLCHedge Fund · Last reported Mar 30, 2026$16.9MGross asset value
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-6820141216
- Reported beneficial owners
- 7
- Minimum commitment
- $250K
Form ADV 2035751 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 30, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Pension consulting · Educational seminars
Compensation
Percentage of assets · Commissions · Performance-based
Principal office
CRD 107303
Filing source
Form ADV 2035751 · Mar 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.